Advisor, Regulatory Risk Management

May 14, 2021

Job Description

Founded in 1846, Laurentian Bank Financial Group (LBCFG) is a diversified financial services provider whose mission is to help its customers improve their financial health. The Laurentian Bank of Canada and its entities are collectively referred to as Laurentian Bank Financial Group (the "Group" or the "Bank"). With more than 2,900 employees guided by the values of proximity, simplicity and honesty, the Group provides a broad range of advice-based solutions and services to its personal, business and institutional customers. With pan-Canadian activities and a presence in the U.S., the Group is an important player in numerous market segments.This temporary role sits within Laurentian Bank, a subsidiary of Laurentian Bank Financial Group.The Advisor, Regulatory Risk Management, is a key resource for the second line of defence team responsible for administering the enterprise-wide compliance programmes of Laurentian Bank Financial Group (LBCFG).


ºSupport second line of defence compliance testing activities (independent testing and quality assurance reviews). Provide reasonable assurance thatcontrols are in place and are designed and operating effectively to ensure compliance to laws and regulatory requirements and to LBCFG's standards. ºEnsure proper documentation of findings and supporting work. Verify work was completed in line with testing methodology.ºLead or support desk reviews / prepare questionnaires to first line compliance on topics assigned.ºEnsure that entries in the Regulatory Risk Management System meet RRM standards and provide effective challenge where required to ensure the system is maintained and updated appropriately. ºThrough the maintenance of the RRM mailbox and RRM system, help other business units with their enquiries on regulatory matters, action plan follow-ups and various other matters as needed. ºManage information generated or sent by business units (e.g., issue tracking, action plans, training, 1st line self-assessments, responses to second line compliance testing performed, etc.)ºSupport the preparation of materials for the annual attestation of the Chief Regulatory Risk Management Officer.ºMaintain RRM system, share-drive, share-point and mailbox.ºProactively monitor, participate in and contribute to various enterprise wide regulatory initiativeºSupport governance initiatives to enhance current processes within the team to ensure levels of organization, oversight and audit trails are maintained.ºPerform all tasks of similar or general nature requested by his or her superior or required for the job


ºUniversity degree in a related field and minimum two years of relevant experience on a risk management team within a financial institution.ºExperience in Internal Audit in a bank or financial institution.ºExcellent knowledge of English; knowledge of French is an added advantage.ºAll other combinations of education and experience may be accepted.ºAutonomous and proactive with sense of initiativeºConsiderate, tactful and works well with others as part of a teamºRigorous and thoroughºTimely and quality deliveryºHigh integrity

Additional Information

We are proud to be an equal opportunity employer and are committed to fostering an inclusive and accessible work environment that reflects the diversity of our customers and our communities. We welcome and encourage applications from individuals from all groups, including Indigenous people, women, visible minorities, and persons with disabilities, regardless of race, national or ethnic origin, colour, religion, age, sex, sexual orientation, gender identity or expression, marital status, family status, genetic characteristics, disability or any other legally-protected ground. Accommodations for persons with disabilities are available upon request for job applicants taking part in all aspects of the recruitment process.

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